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4440. Financial Ethics
1.00 credits
Prerequisites:
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 02-JAN-25 05.20.24.288918 AM
| Enrollment Data | Section | Class Number | Notes | Instructor | Enrollment | Session | Instruction Mode |
|---|---|---|---|---|---|---|---|
| 1248 9174 1 701 | 701 | 9174 | Vanderpal, Geoffrey | 4/20 | Reg | Online Asynchronous | |
| 1248 9175 1 801 | 801 | 9175 | Vanderpal, Geoffrey | 21/20 | Reg | Online Asynchronous |