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4440. Financial Ethics
1.00 credits
Prerequisites:
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 20-DEC-24 05.20.17.275138 AM
| Enrollment Data | Section | Class Number | Notes | Instructor | Enrollment | Session | Instruction Mode |
|---|---|---|---|---|---|---|---|
| 1253 10426 1 701 | 701 | 10426 | Vanderpal, Geoffrey | 8/20 | Reg | Online Asynchronous | |
| 1253 10427 1 881 | 881 | 10427 | Vanderpal, Geoffrey | 20/20 | Reg | Online Asynchronous |