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4440. Financial Ethics
1.00 credits
Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 25-APR-24 05.20.27.822686 AM
| Enrollment Data | Section | Class Number | Notes | Instructor | Enrollment | Session | Instruction Mode |
|---|---|---|---|---|---|---|---|
| 1243 12642 1 701 | 701 | 12642 | Vanderpal, Geoffrey | 14/20 | Reg | Online Asynchronous | |
| 1243 13087 1 881 | 881 | 13087 | Vanderpal, Geoffrey | 19/20 | Reg | Online Asynchronous |